Speaker: Kevin Walsh, Principal, Groom Law Group, Chartered
Experience Level for Attendees: Intermediate
Target Audience: Advisers, brokers, plan fiduciaries
Keywords: fiduciary rule, ERISA, rollovers, regulation best interest, investment advice
IRS Program Number: CZTXU-Q-01067-19-O
Description: In 2010, 2015, 2016, and now 2019 the Department of Labor has proposed or amended its rules governing "investment advice." This webinar will focus on the Department of Labor's current proposal and compare it to the Department of Labor's traditional "give-part test" for fiduciary status and the SEC's similar rules governing investment advisers. Once again, the retirement world is facing new rules and it is important to understand how they will impact everything from participant education, to financial wellness, to rollovers.
Recorded webcasts are available for one year after their live air date.