Penalties for retirement plans that are not operated according to the onerous rules or that file their Form 5500 late may be subject to severe penalties from the IRS or DOL. But these agencies have programs that will help lessen or eliminate potential penalties. This fast paced, 50-minute recorded program will introduce you to and offer overviews of the three major programs that your clients or prospects may want to consider utilizing when errors occur in plan operation. Why risk penalties when solutions are available.
While a plan’s financial advisor does not need to perform the tests, it is always a good idea to be familiar with them so they can be discussed with your clients or prospects.
About the Speakers
Robert M. Kaplan, CPC, QPA™ QKC, QKA® , Director of Technical Education, American Retirement Association
Bob Kaplan is the Director of Technical Education for the American Retirement Association (ARA). In this role he is the Subject Matter Expert for the content of the educational programs for the ARA. Bob is also a frequent speaker at industry conferences and on webcasts.
Bob is a former member of ASPPA’s Leadership Council and Co-Chair of the organization’s Government Affairs Committee. Bob is a former member of NIPA’s Board of Directors and the Board of Managers of the American Institute of Retirement Education.
In 2009, Bob was presented with NIPA’s Lifetime Achievement Award for contributions to the retirement industry. Bob has over 40 years of experience in the retirement industry including administration, consulting, sales and training. He is also a former high school basketball coach.
Participant Information
Each attendee/viewer must have their own registration for each event and access it through their own device in order to receive continuing education credit.
Registration for on-demand webcasts includes unlimited viewing of the webcast recording, webcast outline, and any additional presentation materials for 180 days following the registration date.
Recordings are available one week after the live webcast takes place.