This webcast will explore the foundational principles of ethics for retirement plan professionals focusing on the American Retirement Association's (ARA) Code of Conduct. Attendees will gain valuable insights into ethical standards through a series of case studies that demonstrate the practical application of the ARA Code of Conduct in real world scenarios.
About the Speaker
Kizzy Gaul is a Director of Benefits Advisory & Compliance. She has over 17 years of experience in qualified retirement plan consulting and legislative and regulatory readiness. A majority of her career has been spent working for prominent recordkeepers where she has cultivated an in-depth understanding of the nuances of complex recordkeeping. She has provided audit support for IRS, DOL and annual Form 5500 audits and has extensive experience drafting and interpreting plan documents, Form 5500 filings, compliance testing and providing pragmatic guidance for plan sponsors. Kizzy graduated with high honors from Drake University Law School. She has earned the Certified Pension Consultant (CPC), Qualified Pension Administrator (QPA), Qualified 401(k) Administrator (QKA), and Tax-Exempt and Governmental Plan Consultant credentials. https://www.linkedin.com/in/kizzy-gaul
Participant Information
Each attendee/viewer must have their own registration for each event and access it through their own device in order to receive continuing education credit.
Registration for on-demand webcasts includes unlimited viewing of the webcast recording, webcast outline, and any additional presentation materials for 180 days following the registration date.
Recordings are available one week after the live webcast takes place.