Meeting Details

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ASPPA Webcast: Identify and Avoid the Most Common Prohibited Transactions-OD
2.00 ASPPA
September 19, 2018 To September 19, 2019
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Recorded Webcast
2.00 ASPPA Credit
2.00 ERPA
2.00 JBEA Core

Speaker:  Kevin Walsh, Esq., Associate, Groom Law Group


Experience Level for Attendees:  Basic to Intermediate


Description:  ERISA uses a prescriptive framework to protect plan participants and beneficiaries.  Not only does ERISA impose a fiduciary status on many individuals associated with plans, but it also contains broad prohibited transaction rules.  This webcast will focus on those prohibited transaction rules.  In addition to understanding the different situations where prohibited transactions arise, it will explore the differences between 406(a) prohibited transactions and 406(b) prohibited transactions and the different exemption strategies that are typically used.  Finally, we will cover the current status of DOL’s “Best Interest Contract Exemption” and any new prohibited transaction exemption regulatory developments.

Recorded webcasts are available for one year after the date of the live presentation.

  • List Price: $199.00
  • Member Price: $119.00
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