Speaker: Kizzy M. Gaul, Esq., CPC, QPA, QKA, TGPC, Manager of Regulatory Supervision, Prudential Retrement
Experience Level for Attendees: Basic
Description: The webcast will start with an overview of ASPPA’s Code of Professional Conduct and how it aligns with key Circular 230 provisions. The majority of the program will be a review of case studies applying the provisions, including the application to service providers operating in a 3(16) fiduciary capacity.
Recorded webcasts are available for one year after the date of the live presentation.